Home/Nonfiction/Falling Upwards
Loading...
Falling Upwards cover

Falling Upwards

How We Took to The Air

3.8 (826 ratings)
24 minutes read | Text | 8 key ideas
In the expansive tapestry of human ingenuity, few threads are as colorful and daring as those woven by the pioneers of the sky. "Falling Upwards" offers a spirited journey through the tumultuous and exhilarating history of hot-air ballooning. From the first bold ascents that defied gravity's grasp to the clandestine escapades of espionage aloft, this narrative unfurls a panorama of aerial adventure and innovation. Witness the ethereal dance of balloons across history's stage, where skyward dreams met the wild west wind, and flights of fancy soared into the realm of legend. A celebration of curiosity and courage, this book captures the essence of exploration, inviting readers to ascend into a world where the horizon is but a beginning.

Categories

Nonfiction, Science, Biography, History, Technology, Unfinished, Audiobook, Travel, Adventure, Aviation

Content Type

Book

Binding

Hardcover

Year

2013

Publisher

Pantheon Books

Language

English

ASIN

0307379663

ISBN

0307379663

ISBN13

9780307379665

File Download

PDF | EPUB

Falling Upwards Plot Summary

Introduction

When Prussian forces completely encircled Paris in September 1870, cutting off all conventional communication with the outside world, the city faced an unprecedented crisis. Two million Parisians were suddenly isolated, with no way to coordinate with the rest of France or maintain contact with loved ones. In this desperate moment, an extraordinary innovation emerged - a postal service carried by hot air balloons that would float above enemy lines, delivering letters and hope to a nation in turmoil. This remarkable story combines technological ingenuity, personal courage, and the human determination to maintain connection against seemingly impossible odds. Through the saga of the Paris Balloon Post, we witness how crisis can spark innovation, how civilian technology can be rapidly adapted for wartime purposes, and how symbolic acts can sustain morale during the darkest hours. The aerial postal service not only maintained crucial communication during a pivotal moment in European history but also demonstrated principles of resilience and adaptation that remain relevant today. Whether you're fascinated by forgotten chapters of history, interested in early aviation, or simply drawn to stories of human ingenuity in the face of adversity, this remarkable episode offers insights into how determination and creativity can overcome even the most formidable barriers.

Chapter 1: Origins: Military Ballooning in Revolutionary France (1794-1799)

The story of military ballooning begins in revolutionary France, where the world's first air force was established in 1794. Following the successful civilian balloon flights pioneered by the Montgolfier brothers and Jacques Charles in 1783, the French military quickly recognized the potential strategic advantage of observing enemy positions from above. The Committee of Public Safety, led by Lazare Carnot, authorized the formation of the Compagnie d'Aérostiers under the command of Captain Jean-Marie-Joseph Coutelle. The first military balloon, l'Entreprenant, made its combat debut at the Battle of Fleurus on June 26, 1794. For nearly nine hours, Captain Coutelle ascended repeatedly in the tethered hydrogen balloon, observing Austrian troop movements and sending reports down to General Jean-Baptiste Jourdan. This aerial reconnaissance provided crucial intelligence that contributed to the French victory. The psychological impact was equally significant—Austrian troops were unnerved by the strange floating sphere that seemed to expose their every movement to enemy eyes. Napoleon Bonaparte initially supported the Aérostiers, but after the Egyptian campaign, where strong winds made balloon operations impractical, he disbanded the unit in 1799. This decision would later be regarded as shortsighted, as it halted French military aeronautical development for decades. The potential of balloons for military communication, not just observation, remained unexplored until the mid-19th century. During the intervening years, civilian ballooning advanced considerably. Aeronauts like Sophie Blanchard, Charles Green, and John Wise pushed the boundaries of what was possible in the air. Scientific balloon flights conducted by meteorologists and physicists such as James Glaisher and Camille Flammarion in the 1860s demonstrated that balloons could reach great heights and travel considerable distances reliably. These developments would prove crucial when Paris faced its greatest crisis. The Franco-Prussian War of 1870-71 created conditions that would revive military ballooning in a new and unexpected form. When Prussian forces surrounded Paris in September 1870, cutting all conventional communication lines, the besieged city turned to its aeronautical expertise. Félix Nadar, a celebrated photographer and balloon enthusiast, proposed using free-flying balloons to carry mail and officials over enemy lines. This desperate innovation would transform the humble balloon from a scientific curiosity into a vital lifeline for a city under siege. The stage was thus set for one of history's most remarkable airborne operations—a civilian-led aerial postal service that would maintain Paris's connection with the outside world through nearly five months of encirclement. The balloon post would demonstrate not just French ingenuity but the remarkable potential of aerial technology to overcome seemingly insurmountable obstacles.

Chapter 2: Crisis of Communication: The Prussian Siege of Paris

The Franco-Prussian War erupted in July 1870 after diplomatic tensions reached a breaking point between Emperor Napoleon III's France and Otto von Bismarck's Prussia. The conflict quickly turned disastrous for France. By early September, Prussian forces had decisively defeated the main French army at Sedan, captured Napoleon III himself, and begun their advance on Paris. The shocking speed of these developments left the French capital woefully unprepared for what was to come. On September 19, 1870, the encirclement of Paris was complete. Over 400,000 Prussian troops formed an iron ring around the city, cutting all traditional communication lines—telegraph wires, railways, and roads. Inside the capital were nearly two million civilians and 400,000 soldiers under the command of General Louis Trochu's Government of National Defense. This provisional republican government, formed after Napoleon III's capture, was determined to continue resistance. However, without communication with provincial France, coordinating a national defense strategy was impossible. The isolation of Paris created an unprecedented crisis. For the first time in history, a major European capital was completely cut off from the outside world. The psychological impact was profound—Parisians felt abandoned and increasingly desperate. The practical problems were equally severe. How could military plans be coordinated? How could families communicate with relatives in the provinces? How could the government maintain legitimacy without contact with the rest of France? Initial attempts to breach the Prussian lines with couriers proved futile. Most were captured, and those few who succeeded could carry only limited information. Carrier pigeons were considered, but they could only fly into Paris, not out of it, as they would need to be trained to return to lofts outside the city. Underground cables and river-borne messages were attempted but quickly intercepted by vigilant Prussian patrols. By late September, the situation seemed hopeless. The communications crisis reached beyond military concerns. The morale of Parisians depended on contact with the outside world. As food supplies dwindled and bombardment began, citizens needed to know they had not been forgotten. The provisional government needed to demonstrate it was still functioning and leading the nation. Without some means of regular communication, Paris risked not just military defeat but complete psychological collapse. It was in this desperate context that Félix Nadar, along with the aeronauts Jules Duruof and Wilfrid de Fonvielle, approached the Government of National Defense with their audacious proposal: to establish a regular postal service using free-flying balloons to carry mail and messengers over the Prussian lines. Though skeptical at first, the government had no alternatives. On September 23, 1870, the first official siege balloon, Le Neptune, piloted by Duruof, rose from the place Saint-Pierre in Montmartre, carrying 125 kilograms of mail and official dispatches. The Balloon Post was born, and with it, a new chapter in the history of aerial warfare and communication.

Chapter 3: Innovation Under Pressure: Creating the Aerial Postal System

The creation of the Paris Balloon Post represents one of history's most remarkable examples of innovation under extreme pressure. When Félix Nadar and his fellow aeronauts proposed their aerial postal system, they faced enormous technical and logistical challenges. Paris had only a handful of existing balloons, nowhere near enough for a sustained operation. Materials were scarce, experienced pilots few, and there was no established infrastructure for mass production of aerostats or processing of mail. The first successful flight by Jules Duruof in Le Neptune on September 23, 1870, proved the concept viable. Carrying 125 kilograms of mail and official dispatches, Duruof safely crossed the Prussian lines and landed near Évreux, about 70 miles from Paris. The letters were quickly forwarded to Tours, where a branch of the government had been established. This initial success galvanized the Defense Council to authorize a full-scale balloon post operation. Two massive balloon manufacturing workshops were rapidly established in the vacant Gare d'Orléans (now Austerlitz) and Gare du Nord railway stations. These cavernous spaces provided ideal conditions for the production line that soon emerged. Under the direction of the Godard brothers at one location and Camille Dartois at the other, hundreds of seamstresses—many previously employed in Paris's fashion industry—were recruited to cut and sew the balloon envelopes. Each standard siege balloon required about 2,000 square meters of lightweight cotton fabric, carefully cut into gores and sewn with over two miles of stitching. The manufacturing process was standardized to remarkable efficiency. Workers cut patterns, sewed seams, and applied multiple coats of varnish to make the fabric gas-tight. Each balloon could be produced in about three days—an astonishing pace given the conditions. By October, the workshops were producing two balloons per week. The Godards produced distinctive candy-striped balloons, while Dartois's were plain white, but both followed the same basic design: approximately 2,000 cubic meters capacity, capable of carrying one or two aeronauts, a cage of homing pigeons, and 400-500 kilograms of mail. Equally impressive was the organization of the postal system itself. Special lightweight stationery was produced, and Parisians were instructed to write on thin paper using both sides to maximize the information carried per gram of weight. Letters were limited to four grams each and cost 20 centimes to send—a premium rate that helped fund the operation. Mail was collected at post offices throughout Paris, sorted at central locations, and delivered to the launch sites in sealed bags. The balloons themselves became powerful symbols of resistance and hope. Each was given a name reflecting French cultural pride or revolutionary ideals: Le Victor Hugo, Le Garibaldi, Le Washington, La Liberté, L'Égalité. These names were deliberately chosen to inspire Parisians and taunt the Prussian besiegers who could see the balloons floating overhead. The most significant innovation, however, was the development of a regular launch schedule. Initially, balloons departed whenever weather permitted, but by November, a system of night launches was established to reduce the risk of Prussian interception. Launches typically occurred between midnight and 4 a.m., allowing balloons to clear enemy lines under cover of darkness. The Defense Council appointed a meteorologist to provide wind forecasts, helping pilots choose the optimal departure time. By December 1870, what had begun as a desperate improvisation had evolved into a sophisticated, reliable system. The Balloon Post had become the world's first operational air mail service, demonstrating how crisis could drive innovation at remarkable speed. As Victor Hugo wrote to Nadar: "One would have to be a pinhead not to recognize the huge significance of what has been achieved. Paris is surrounded, blockaded, blotted out from the rest of the world! – and yet by means of a simple balloon, a mere bubble of air, Paris is back in communication with the rest of the world!"

Chapter 4: Technological Convergence: Pigeons, Photography and Microfilm

While the outbound balloon mail service quickly proved successful, a critical problem remained: how could messages be sent back into Paris? The balloons could only travel with the wind, which predominantly blew eastward from Paris. A return postal service seemed impossible until an ingenious technological solution emerged through the combination of carrier pigeons and microphotography. Each departing balloon carried baskets of homing pigeons that had been raised in Paris. These birds could be released outside the city with messages attached and would naturally return to their home lofts. However, each pigeon could initially carry only a few small messages written on lightweight paper and inserted into a small quill attached to its tail feathers. This severely limited the amount of information that could be returned to the besieged capital. The breakthrough came from René Dagron, a Parisian photographer and inventor who specialized in microphotography. In October 1870, Dagron proposed a revolutionary system: using photography to drastically reduce the size of written messages. Working with Nadar, who immediately recognized the potential, Dagron developed a method of photographing entire pages of text and reducing them to tiny negatives on collodion film. On November 12, Dagron himself flew out of Paris aboard the balloon Le Niepce (appropriately named after the pioneer of photography), carrying his precious photographic equipment. After a harrowing flight and narrow escape from Prussian troops, he established a microphotography studio in Tours. There, hundreds of messages were arranged on large boards, photographed, and reduced to microscopic size on thin sheets of collodion film. The results were astonishing. Each tiny film, weighing less than one gram, could contain the text of up to 12 standard newspaper pages—the equivalent of about 40,000 words. These films were rolled into small tubes and inserted into goose quills attached to the pigeons' tail feathers. A single pigeon could now carry multiple films containing thousands of messages instead of just a few handwritten notes. When the pigeons returned to Paris, the microfilms were carefully removed and taken to a special facility where they were projected onto large screens using magic lanterns. Teams of clerks worked around the clock transcribing the messages, which were then delivered throughout the city. The system combined ancient technology—carrier pigeons had been used for communication since Roman times—with cutting-edge Victorian innovation. The pigeon post faced enormous challenges. Winter weather made flights difficult, and Prussian forces employed hunters with shotguns and even trained hawks to intercept the birds. Of approximately 400 pigeons sent out with the balloons, only about 73 successfully returned to Paris. Yet those that did make it back carried an estimated 95,000 official and private messages on microfilm. The most remarkable aspect of this system was its hybrid nature—combining biological, chemical, and optical technologies in a seamless chain. The pigeons provided the transport, photography enabled data compression, and optical projection allowed retrieval. This integration of diverse technologies to solve a specific problem represents one of the most creative adaptations in communication history. By January 1871, the combined balloon-and-pigeon postal service had become a sophisticated two-way communication system. Outbound, the balloons carried physical mail; inbound, the pigeons brought microfilmed messages. Together, they maintained Paris's vital link with the outside world throughout the siege. The technological innovations developed under these extreme circumstances would influence both military communication and civilian postal services for decades to come, demonstrating how necessity truly is the mother of invention.

Chapter 5: Daring Flights: Aeronauts Between Heroism and Disaster

The aeronauts who piloted the siege balloons faced extraordinary dangers on every flight. Unlike modern hot-air balloons with propane burners and weather forecasting, these hydrogen-filled craft were at the mercy of winds, weather, and enemy fire. Each launch was a leap into the unknown, with no certainty about where—or if—the balloon would land. The most dramatic flight of the siege occurred on October 7, 1870, when Léon Gambetta, the Minister of the Interior, escaped Paris aboard the balloon Armand Barbès. As the government's most dynamic leader, Gambetta was tasked with reorganizing resistance in the provinces. His departure was a calculated risk—if captured, he would likely be executed as a spy rather than treated as a prisoner of war. The balloon launched from Montmartre before a solemn crowd, with Victor Hugo among the witnesses. Almost immediately, disaster threatened. The wind shifted unexpectedly, carrying the Armand Barbès directly over Prussian positions. Soldiers opened fire, and several bullets pierced the balloon envelope. Gambetta himself was wounded in the hand. The balloon lost altitude and brushed the ground near Creil, where Prussian cavalry gave chase across open country. Narrowly escaping, the aeronaut managed to gain altitude again, only to crash-land in a forest near Épineuse. Local villagers rescued Gambetta and his pilot, hiding them from pursuing Prussians. Despite these harrowing experiences, Gambetta reached Tours safely and immediately began organizing new armies of resistance. Weather posed an even greater threat than enemy fire. As winter set in, aeronauts faced freezing temperatures, dense fog, and violent storms. The balloon La Ville d'Orléans, piloted by Paul Rolier and Léon Bezier, departed Paris on November 24 during a snowstorm. Caught in powerful winds, they traveled at speeds exceeding 80 miles per hour, completely unable to control their direction. After fifteen terrifying hours aloft, they landed on a snow-covered mountainside in Norway—having traveled an astonishing 800 miles, the longest balloon flight in history at that time. Not all flights ended so fortunately. Le Jacquard, launched on November 28, disappeared over the Irish Sea with its pilot, Alexandre Prince, a young naval officer making his first balloon flight. La Ville de Paris landed in German territory, where its pilot was captured and reportedly executed. In total, five balloons were lost or captured during the siege, with several aeronauts killed or missing. Night launches, introduced in November to reduce the risk of Prussian interception, created new challenges. Taking off in darkness, pilots had no visual reference points and often had no idea where they were until dawn. Jules Duruof, who had piloted the first siege balloon, described the eerie experience: "One floats in absolute blackness, hearing only the wind in the rigging and occasional distant sounds from below—dogs barking, sometimes gunfire. It is like being suspended between worlds." The Prussians grew increasingly frustrated by their inability to stop the balloon flights. Specially designed "balloon cannons" were brought up but proved ineffective against the high-flying aerostats. Bismarck himself issued a proclamation that captured aeronauts would be treated as spies rather than prisoners of war, subject to summary execution—a violation of emerging conventions of warfare that reflected the threat the balloons posed to Prussian strategy. Perhaps the most poignant flight was that of the last siege balloon, Le Richard Wallace, which departed on January 28, 1871, just as armistice negotiations were concluding. Its pilot, Émile Lacaze, was last seen flying west over the Atlantic, never to return. Some speculated he deliberately chose to disappear rather than witness Paris's surrender. By the siege's end, 67 balloons had successfully departed Paris, carrying 168 passengers, over two million letters, and 381 carrier pigeons. Only two aeronauts were confirmed killed, with three others missing—a remarkably low casualty rate given the extreme conditions. These flights represented not just a postal service but acts of extraordinary courage that sustained Parisian morale through the darkest days of the siege. As Théophile Gautier wrote: "The wind was our postman, the balloon was our letterbox. With each departing aeronaut, our deepest thoughts also took flight."

Chapter 6: Beyond the Siege: Legacy and Influence on Modern Aviation

The Paris Balloon Post left an enduring legacy that extended far beyond its immediate practical purpose. When the siege ended in January 1871, the innovative aerial postal system had demonstrated the potential of balloon technology in ways that would influence both civilian and military aviation for decades to come. The successful operation of 67 balloons under extreme conditions provided valuable data on aeronautical design, meteorology, and flight operations that would inform future developments. Military establishments across Europe took note of the balloon's effectiveness in breaching enemy lines. By the 1880s, most major European armies had established balloon corps, recognizing their value for observation and communication. The British Royal Engineers Balloon Section, formed in 1878, drew directly on lessons from the Paris experience. During the American Civil War, balloons had been used primarily for observation, but the Paris Balloon Post demonstrated their potential for long-distance communication, expanding military thinking about aerial applications. The technological innovations developed during the siege found numerous peacetime applications. René Dagron's microphotography techniques became the foundation for microfilm technology widely used in archives, libraries, and information storage throughout the 20th century. The systematic production methods developed in the railway station workshops influenced industrial balloon manufacturing. Even the lightweight stationery created for balloon mail inspired similar developments in commercial aviation postage decades later. Perhaps most significantly, the Paris Balloon Post captured the public imagination worldwide, generating renewed interest in aeronautical development. Jules Verne, inspired by the siege balloons, incorporated detailed balloon adventures in his novels, including "Five Weeks in a Balloon" and "Around the World in Eighty Days." These popular works stimulated public enthusiasm for aerial exploration and adventure. Young readers of these stories, including future aviation pioneers like Alberto Santos-Dumont and Ferdinand von Zeppelin, were inspired to pursue their own aeronautical dreams. The aeronauts themselves became influential figures in early aviation. Many continued their careers after the siege, contributing to balloon development and, later, to heavier-than-air flight. Wilfrid de Fonvielle wrote important works on aeronautics that influenced a generation of engineers. Gaston Tissandier, who had piloted the Jean Bart during the siege, later constructed the first electrically powered airship in 1883, an important step toward controlled aerial navigation. The symbolic importance of the Balloon Post also endured in French national memory. The image of balloons rising above a besieged city became a powerful metaphor for resilience and ingenuity in the face of adversity. Monuments were erected to commemorate the aeronauts, and their exploits were celebrated in paintings, poetry, and popular culture. When Paris faced occupation again during World War II, underground newspapers often invoked the memory of the Balloon Post as a symbol of resistance and hope. By the early 20th century, as airplanes began to dominate the skies, the direct technological lineage from the siege balloons became less apparent. Yet the fundamental principles demonstrated during those desperate months in 1870-71—the strategic value of air power, the importance of aerial communication, and the psychological impact of mastering the skies—would become central to aviation development throughout the 20th century and beyond. The Paris Balloon Post thus stands as a pivotal moment in aviation history, when necessity transformed an elegant but impractical technology into an essential tool of modern warfare and communication.

Summary

The Paris Balloon Post of 1870-71 represents a remarkable intersection of crisis, innovation, and human courage. Throughout the siege, the fundamental tension between isolation and connection drove both technological advancement and heroic action. What began as a desperate improvisation evolved into a sophisticated aerial postal system that maintained Paris's vital link to the outside world despite seemingly insurmountable obstacles. This achievement demonstrated how civilian ingenuity could overcome military force, as the simple technology of balloons and pigeons defeated the most advanced army of the era. The story of the Balloon Post offers timeless lessons about resilience and adaptation. First, it reminds us that communication is as essential to human survival as food or shelter—Parisians were willing to risk lives to maintain contact with the wider world. Second, it demonstrates how crisis can accelerate innovation, compressing years of normal development into weeks or days. Finally, it illustrates the power of symbols in sustaining morale during difficult times—each balloon that rose above Paris carried not just mail but hope itself. In our own era of instant global communication, the determination of these aeronauts to maintain human connection against all odds offers a powerful reminder of both our fundamental need to communicate and our remarkable capacity to overcome barriers that seem impenetrable.

Best Quote

“Glaisher emphasised the particular scientific virtues required by ballooning: meticulous care and accuracy, calmness and detachment, stoic self-discipline; and a kind of spiritual openness to the wonders of Creation.” ― Richard Holmes, Falling Upwards: How We Took to the Air

Review Summary

Strengths: The review highlights the book's engaging narrative and the rich historical content, filled with "wonderful stories and miniature biographies." It praises the book for providing a sense of discovery and happiness akin to receiving a gift, suggesting the book's ability to evoke strong positive emotions.\nOverall Sentiment: Enthusiastic\nKey Takeaway: The review conveys that "Falling Upwards" by Richard Holmes is a captivating and enlightening read that offers a delightful exploration of the history of manned ballooning, leaving the reader with a sense of joy and wonder.

About Author

Loading...
Richard Holmes Avatar

Richard Holmes

Librarian Note: There is more than one author in the GoodReads database with this name. See this thread for more information.Biographer Richard Holmes was born in London, England on 5 November 1945 and educated at Downside School and Churchill College, Cambridge. His first book, Shelley:The Pursuit, was published in 1974 and won a Somerset Maugham Award. The first volume of his biography of the poet Samuel Taylor Coleridge, Coleridge: Early Visions, was published in 1989 and won the Whitbread Book of the Year award. Dr Johnson & Mr Savage (1993), an account of Johnson's undocumented friendship with the notorious poet Richard Savage, won the James Tait Black Memorial Prize (for biography) in 1993. The second volume of his study of Coleridge, Coleridge: Darker Reflections, was published in 1998. It won the Duff Cooper Prize, the Heinemann Award and was shortlisted for the first Samuel Johnson Prize awarded in 1999. Richard Holmes writes and reviews regularly for various journals and newspapers, including the New York Review of Books. His most recent book, Sidetracks: Explorations of a Romantic Biographer (2000), continues the exploration of his own highly original biographical method that he first wrote about in Footsteps: Adventures of a Romantic Biographer (1985). He is also editor of a new series of editions of classic English biographies that includes work by Samuel Johnson, Daniel Defoe and William Godwin. His latest book, The Age of Wonder (2008), is an examination of the life and work of the scientists of the Romantic age who laid the foundations of modern science. It was shortlisted for the 2009 Samuel Johnson Prize.He is a Fellow of the Royal Society of Literature, a Fellow of the British Academy and was awarded an OBE in 1992. He was awarded an honorary Litt.D. in 2000 by the University of East Anglia, where he was appointed Professor of Biographical Studies in September 2001.

Read more

Download PDF & EPUB

To save this Black List summary for later, download the free PDF and EPUB. You can print it out, or read offline at your convenience.

Book Cover

Falling Upwards

By Richard Holmes

Build Your Library

Select titles that spark your interest. We'll find bite-sized summaries you'll love.