
How to Fly a Horse
The Secret History of Creation, Invention and Discovery
Categories
Business, Nonfiction, Self Help, Psychology, Philosophy, Science, History, Design, Technology, Audiobook
Content Type
Book
Binding
Hardcover
Year
2015
Publisher
Doubleday
Language
English
ASIN
0385538596
ISBN
0385538596
ISBN13
9780385538596
File Download
PDF | EPUB
How to Fly a Horse Plot Summary
Introduction
Imagine standing at the edge of the Mediterranean Sea in 200 BCE. Before you stretches a world in transition, where a once-modest city-state called Rome is emerging as the dominant power across three continents. The story of Rome's rise, dominance, and eventual transformation represents one of history's most fascinating and instructive narratives. How did a single city on the Italian peninsula come to rule the known world? What made Roman governance so effective that many conquered peoples preferred Roman rule to independence? And perhaps most intriguingly, why did the western half of this mighty empire eventually collapse while its eastern half continued for nearly a millennium longer? This journey through Roman history offers valuable insights for our modern world. We'll explore how Rome balanced military power with political integration, creating a system where diverse peoples could become stakeholders in imperial success. We'll examine how economic inequality and environmental challenges undermined social cohesion, creating vulnerabilities that eventually proved fatal to western imperial governance. And we'll discover how Roman legal and administrative innovations continue to shape our lives today, from the roads we travel to the laws that govern us. Whether you're a history enthusiast seeking to understand ancient civilizations or someone interested in the patterns that shape the rise and fall of great powers, this exploration of Rome's journey will provide both enlightenment and cautionary wisdom.
Chapter 1: The Republic's Rise: Foundations of Roman Power (509-264 BCE)
The Roman Republic emerged around 509 BCE following the overthrow of the Etruscan monarchy that had ruled the city. This pivotal moment established a system of governance that would shape Western political thought for millennia. The early Republic created institutions designed to prevent the concentration of power—annual magistracies, collegial offices where officials served in pairs, and various assemblies representing different segments of society. At the apex stood the Senate, a council of elder statesmen who provided continuity and guidance, though formal power rested with elected officials and citizen assemblies. This period saw Rome transform from a minor Italian city-state to the dominant power on the peninsula. The turning point came with the Gallic sack of Rome in 390 BCE, a traumatic event that prompted Romans to rebuild their city with stronger defenses and reform their military. The resulting Roman legion—flexible, disciplined, and innovative—became the ancient world's most effective fighting force. Unlike many ancient armies that relied on aristocratic cavalry or specialized troops, the Roman military drew strength from ordinary citizen-farmers organized in manipular formations that could adapt to various terrains and opponents. Rome's expansion across Italy followed a distinctive pattern that helps explain its unusual success. Rather than simply conquering and extracting tribute, Romans developed a system of differentiated alliances that incorporated defeated peoples into the Roman state with varying levels of rights and responsibilities. Some communities received full Roman citizenship, others partial rights, while still others maintained independence in military alliances. This approach created stakeholders in Roman success throughout Italy, providing Rome with manpower and resources far beyond what its original territory could support. The Roman willingness to extend citizenship and rights to former enemies stands in stark contrast to other ancient empires. Where Athens maintained rigid distinctions between citizens and non-citizens, and Sparta ruled through intimidation, Rome gradually incorporated outsiders. This inclusivity wasn't motivated by modern concepts of equality but by pragmatic recognition that integration created stability. The process wasn't always smooth—Rome faced a major rebellion by its Italian allies in 91-87 BCE who demanded equal citizenship rights—but the general trajectory toward inclusion proved remarkably successful as a strategy for consolidating control. By 264 BCE, Rome had unified the Italian peninsula through this combination of military prowess and political integration. The Republic had developed governing institutions capable of managing a regional power, with elected magistrates, the Senate, and popular assemblies balancing each other's authority. Roman identity had expanded beyond the original city to encompass much of Italy, creating a large pool of citizens with military obligations and political rights. This solid foundation would soon be tested as Rome looked beyond Italy to confront the powerful maritime empire of Carthage, beginning a series of conflicts that would transform the Mediterranean world. The early Republic established patterns that would define Roman expansion for centuries: pragmatic adaptation of institutions to new challenges, willingness to incorporate former enemies, and a balance between military force and political integration. These characteristics help explain how a single city could eventually build and maintain control over a vast, diverse empire spanning three continents. As Rome prepared to step onto the wider Mediterranean stage, it carried these distinctive approaches that would soon be tested against other great powers of the ancient world.
Chapter 2: Punic Wars: The Struggle for Mediterranean Dominance (264-146 BCE)
The Mediterranean world of the 3rd century BCE was dominated by competing powers, with Rome and Carthage emerging as the principal rivals. Before their confrontation, Carthage had established itself as a maritime superpower with colonies throughout the western Mediterranean, controlling vital trade routes and resources. Founded by Phoenician settlers from modern-day Lebanon, Carthage had grown wealthy through commerce, maintaining a powerful navy and employing mercenary armies to protect its interests. Rome, meanwhile, had only recently unified the Italian peninsula through a combination of military conquest and political alliance-building. The Roman Republic's strength lay in its citizen-soldier army and its unique system of governance that balanced power between different social classes and institutions. Unlike Carthage's commercial empire, Rome's was built on land power and the integration of conquered peoples into its political system. The collision between these powers came in Sicily in 264 BCE, triggering the First Punic War. When the Sicilian city of Messana requested Roman protection against Carthage, Rome faced a critical decision: ignore the plea and allow Carthage to dominate Sicily, or intervene and risk war with a naval superpower. Rome chose intervention, beginning a 23-year conflict that would transform it from a regional Italian power into a Mediterranean empire. Despite having no naval tradition, Rome rapidly built a fleet, innovating with the corvus (a boarding bridge) that turned sea battles into infantry engagements where Roman soldiers excelled. The Second Punic War (218-201 BCE) brought Rome face-to-face with one of history's greatest military commanders, Hannibal Barca. His audacious crossing of the Alps with war elephants and subsequent victories at Trebia, Lake Trasimene, and Cannae demonstrated tactical brilliance that nearly brought Rome to its knees. Yet Rome's resilience proved decisive. While Hannibal won battles, Rome's strategy of avoiding direct confrontation while attacking Carthaginian interests elsewhere gradually turned the tide. The Roman general Scipio Africanus eventually defeated Hannibal at Zama in 202 BCE, forcing Carthage to surrender its navy, overseas territories, and pay massive reparations. The Third Punic War (149-146 BCE) was less a war than an execution. Despite Carthage's compliance with harsh treaty terms for decades, Rome—influenced by senators like Cato the Elder who ended every speech with "Carthago delenda est" (Carthage must be destroyed)—manufactured a pretext for war. The final siege of Carthage lasted three years, ending with the city's complete destruction. The surviving population was sold into slavery, and legend holds that Romans plowed salt into the earth to symbolize permanent desolation. The destruction of Carthage marked a turning point in Roman history. Without a significant rival, Rome's expansion accelerated dramatically. The Republic gained unprecedented wealth from new provinces, but this prosperity brought profound social changes. The influx of slaves disrupted traditional agricultural practices, while the spoils of war created new social divisions. Perhaps most significantly, the elimination of Rome's greatest external threat removed a unifying force in Roman society, setting the stage for internal conflicts that would eventually transform the Republic into an Empire.
Chapter 3: From Republic to Empire: Crisis and Transformation (146 BCE-27 CE)
The century following Carthage's destruction witnessed Rome's transformation from a Mediterranean power to a vast empire spanning three continents. With its greatest rival eliminated, Rome expanded rapidly, annexing Greece, Macedonia, parts of Anatolia, Syria, and North Africa. By 100 BCE, Rome controlled territories from the Atlantic Ocean to the Euphrates River. This expansion wasn't centrally planned but occurred through a combination of opportunistic interventions, responses to perceived threats, and the personal ambitions of Roman commanders. The massive influx of wealth from conquered territories dramatically altered Roman society. Tax revenues from provinces, war booty, and slave labor created unprecedented prosperity for the elite. Public buildings, roads, and aqueducts transformed Rome's urban landscape. Yet this prosperity was unevenly distributed. Small farmers, once the backbone of the Roman army, struggled to compete with large estates (latifundia) worked by slaves. Many were forced to sell their land and migrate to Rome, creating an urban underclass dependent on state-subsidized grain and public entertainment—the origins of "bread and circuses." The Gracchi brothers, Tiberius and Gaius, attempted to address these social problems through land reform in the 130s-120s BCE. Their efforts to redistribute public land to the poor threatened elite interests and led to their assassinations, establishing a dangerous precedent for political violence. The subsequent decades saw the rise of powerful generals like Marius and Sulla, who leveraged their military success to gain political power. Sulla's march on Rome in 88 BCE and his subsequent dictatorship shattered the norm against using the army in domestic politics. The final century of the Republic was dominated by extraordinary individuals whose ambitions transcended traditional Republican constraints. The First Triumvirate of Pompey, Crassus, and Julius Caesar effectively divided power among themselves. After Crassus's death and the breakdown of his alliance with Pompey, Caesar crossed the Rubicon River with his army in 49 BCE, triggering civil war. Caesar's victory made him dictator, but his assassination in 44 BCE plunged Rome into another round of civil wars, ultimately won by his adopted son Octavian. The period's social and political turmoil reflected a fundamental problem: Rome's republican institutions, designed for a city-state, proved inadequate for governing an empire. The Senate couldn't effectively control ambitious generals commanding loyal armies in distant provinces. The wealth gap between rich and poor undermined the social cohesion that had sustained the Republic. Traditional Roman values of civic virtue and modest living gave way to conspicuous consumption and individual ambition. By 27 BCE, when Octavian received the title Augustus and established the Principate, the Republic existed in name only. Augustus maintained a facade of republican governance while centralizing real power in his hands. His solution to Rome's governance crisis—disguised monarchy—would provide stability for generations, but at the cost of the political liberty that had defined the Republic. The transformation from Republic to Empire reflected Rome's pragmatic adaptation to the challenges of governing a vast, diverse territory spanning much of the known world.
Chapter 4: Pax Romana: The Golden Age of Imperial Stability (27-180 CE)
The Pax Romana—Roman Peace—represents one of history's most remarkable periods of stability and prosperity. Beginning with Augustus's settlement in 27 BCE and lasting until approximately 180 CE, this era saw minimal external threats and few major internal conflicts across a vast territory encompassing some 70 million people. Augustus's genius lay in creating a system that maintained the appearance of republican government while concentrating actual power in the hands of the emperor. He reformed the army, establishing permanent legions with professional soldiers loyal to him personally, and created the Praetorian Guard to protect the emperor. The administrative structure Augustus established proved remarkably durable. He divided provinces between senatorial control (peaceful, established regions) and imperial oversight (frontier areas requiring military presence). This system balanced traditional elite participation with imperial authority. Augustus also reformed taxation, conducted an empire-wide census, established a postal service, and created firefighting and police forces in Rome. These practical improvements in governance touched citizens' daily lives more directly than abstract political changes. Under the "Five Good Emperors" (Nerva, Trajan, Hadrian, Antoninus Pius, and Marcus Aurelius), the empire reached its greatest territorial extent and highest level of prosperity. Trajan's conquest of Dacia (modern Romania) and parts of Mesopotamia marked the empire's peak expansion. Hadrian consolidated these gains, building his famous wall in Britain and strengthening frontier defenses. These emperors shared a commitment to competent administration, justice, and public welfare that transcended personal ambition. The material benefits of Roman rule were substantial. An extensive road network—over 250,000 miles of paved roads—facilitated trade and communication. Aqueducts brought fresh water to cities, while public baths, theaters, and amphitheaters improved urban life. Legal codes were standardized, providing predictable justice across diverse regions. The common currency facilitated commerce throughout the Mediterranean basin and beyond. Cities flourished as centers of administration, trade, and culture, with many provincial cities rivaling Rome in sophistication and amenities. Roman citizenship gradually expanded during this period, culminating in Emperor Caracalla's Constitutio Antoniniana in 212 CE, which granted citizenship to nearly all free inhabitants of the empire. This extension of rights reflected Rome's remarkable capacity to integrate diverse peoples. Unlike many empires that maintained sharp distinctions between conquerors and conquered, Rome offered pathways to inclusion. Provincial elites could gain citizenship, serve in the administration, and even reach the Senate. This integration created stakeholders in Roman rule throughout the empire. The Pax Romana's stability enabled unprecedented cultural and intellectual exchange. Greek philosophy, Egyptian religion, Persian customs, and Celtic traditions all circulated within the empire, creating new syncretic forms. Christianity emerged during this period, initially as a minor Jewish sect but gradually spreading through urban centers along Roman trade routes. The empire's infrastructure inadvertently provided the pathways for a religion that would eventually transform Roman society. This period demonstrates how political stability creates conditions for economic prosperity and cultural flourishing—a pattern that would repeat itself in other successful empires throughout history.
Chapter 5: Crisis and Recovery: Testing Imperial Resilience (180-284 CE)
The death of Marcus Aurelius in 180 CE marked the end of the Pax Romana and the beginning of a tumultuous period in Roman history. His son Commodus, unlike the previous "adoptive emperors" who had been chosen for merit, proved incompetent and self-indulgent. His assassination in 192 CE triggered a year of civil war, eventually won by Septimius Severus, who established a dynasty that emphasized military power over senatorial authority. The Severan period (193-235 CE) saw increased militarization of the empire, with soldiers' pay and privileges expanding while civilian institutions declined in importance. The half-century following the Severan dynasty, known as the "Crisis of the Third Century" (235-284 CE), brought the empire to the brink of collapse. During this chaotic period, Rome had approximately 26 recognized emperors and numerous usurpers, most of whom were military commanders elevated by their troops and subsequently murdered when they failed to deliver expected rewards. External pressures intensified simultaneously, with Germanic tribes pressing on the Rhine and Danube frontiers while a resurgent Persian Empire under the Sassanid dynasty threatened the eastern provinces. Economic problems compounded political instability. The constant warfare required enormous resources, leading emperors to debase the currency by reducing silver content in coins. The resulting inflation devastated trade and tax revenues. Plague swept through densely populated areas, reducing the workforce and agricultural production. Rural areas suffered from banditry and the predations of armies, causing population decline and abandonment of farmland. Cities contracted, with many constructing hasty defensive walls using materials from demolished monuments and public buildings. The crisis revealed structural weaknesses in the imperial system that had been masked during the prosperous second century. The succession mechanism remained problematic, with no clear principle determining who should become emperor beyond control of military force. The empire's vast frontiers required ever-larger armies, creating financial strains that the traditional tax system couldn't support. The growing divide between military and civilian elites undermined political cohesion, while the increasing use of Germanic soldiers in the army blurred the distinction between Romans and "barbarians." Despite these seemingly insurmountable challenges, the Roman Empire demonstrated remarkable resilience. Local communities developed self-defense mechanisms when imperial protection faltered. Regional economies adapted to become more self-sufficient when long-distance trade became dangerous. Cultural identity remained strongly Roman even in areas temporarily lost to imperial control. Most importantly, a series of soldier-emperors from Illyrian backgrounds emerged who combined military skill with administrative talent, gradually restoring imperial authority through pragmatic reforms. The empire that emerged from this crisis was fundamentally transformed. The pretense of republican governance that Augustus had maintained was abandoned in favor of more overtly monarchical forms. Military considerations dominated policy decisions, with defense taking priority over civilian prosperity. Economic intervention by the state increased dramatically, with price controls and occupational regulations becoming common. These changes represented a rational adaptation to new realities rather than decline—the Roman state evolving to meet unprecedented challenges. This capacity for institutional adaptation would prove crucial for the empire's survival in the turbulent centuries ahead.
Chapter 6: Christianity and Division: The Changing Roman World (284-395 CE)
Emperor Diocletian (284-305 CE) implemented radical reforms to address the empire's crises. He divided the empire into eastern and western administrative units, each ruled by an "Augustus" with a junior "Caesar" as designated successor—a system known as the Tetrarchy. He dramatically expanded the bureaucracy, separated civil and military authority, reformed taxation based on land productivity rather than head counts, and attempted to control prices through edicts. Diocletian also formalized social stratification, making many occupations hereditary to ensure tax collection and essential services. Constantine the Great (306-337 CE) continued and modified Diocletian's reforms while making two decisions of enormous historical consequence. First, he established Constantinople as a new capital in the east, recognizing the empire's economic center of gravity had shifted eastward. Second, he legalized and eventually favored Christianity, beginning the transformation of Rome into a Christian empire. The Edict of Milan (313 CE) granted religious tolerance, while Constantine's personal conversion and patronage of the Church gave Christianity unprecedented prestige and resources. Christianity's rise from persecuted sect to imperial religion represents one of history's most remarkable transformations. Early Christians had faced sporadic but sometimes intense persecution, particularly under emperors like Decius and Diocletian who viewed the religion as subversive to Roman traditions. Yet Christianity spread steadily, particularly among urban populations, women, and the poor. Its message of spiritual equality, community support, and eternal salvation offered meaning and dignity to those marginalized in Roman society. By Constantine's time, Christians constituted a significant minority that could no longer be effectively suppressed. The Christianization of the empire accelerated under Constantine's successors, culminating with Emperor Theodosius I (379-395 CE), who made Christianity the official state religion and banned traditional pagan practices. This religious transformation had profound implications for Roman society and governance. The Church developed parallel administrative structures alongside imperial ones, with bishops becoming important civic leaders. Christian values influenced legislation, particularly regarding family life, sexual morality, and the treatment of the vulnerable. The emperor's role evolved to include religious leadership, with imperial authority increasingly justified in Christian terms. During this period, the division between eastern and western portions of the empire became more pronounced. The East, with its ancient urban centers, denser population, and greater commercial wealth, proved more economically resilient than the predominantly agricultural West. Constantinople flourished as a new imperial capital, protected by formidable walls and controlling key trade routes. The Greek-speaking eastern provinces maintained stronger cultural cohesion than the Latin West, where provincial identities were increasingly asserting themselves. These divergences would become critical as external pressures mounted in the late fourth century. By Theodosius's death in 395 CE, when the empire was permanently divided between his sons Arcadius (East) and Honorius (West), Rome had transformed almost beyond recognition from its second-century height. The military was increasingly composed of Germanic foederati (allied troops) rather than citizen-soldiers. The economy had become more state-directed and less market-oriented. Christianity had displaced traditional Roman religion as the empire's spiritual foundation. Yet despite these profound changes, the Roman state had demonstrated remarkable resilience and adaptability in the face of nearly catastrophic challenges, preserving imperial governance when many contemporary observers expected imminent collapse.
Chapter 7: Two Paths: Western Collapse and Eastern Survival (395-565 CE)
The formal division of the empire in 395 CE between Honorius (West) and Arcadius (East) accelerated divergent trajectories that had been developing for generations. The Western Empire faced immediate existential threats. In 406 CE, Germanic tribes including Vandals, Suevi, and Alans crossed the frozen Rhine River, overwhelming frontier defenses and penetrating deep into Gaul. Rome itself was sacked by Visigoths under Alaric in 410 CE—the first time in nearly 800 years the Eternal City had fallen to foreign invaders. This psychological blow, more than any material damage, signaled Rome's vulnerability. The Western Empire's structural weaknesses proved fatal. Its tax base had shrunk dramatically as North Africa (the agricultural heartland) fell to Vandals in the 430s. Military forces were insufficient to guard long frontiers, and the empire increasingly relied on Germanic foederati whose loyalty was questionable. The imperial court, relocated to Ravenna for safety, became increasingly isolated from the realities facing the provinces. Political instability was chronic, with powerful military commanders like Stilicho and Aetius wielding real power while a succession of ineffective emperors served as figureheads. The traditional narrative of "barbarian invasions" destroying the Western Empire requires nuance. Many Germanic peoples sought integration into Roman society rather than its destruction. They admired Roman civilization and often fought to preserve it against other invaders. The Visigothic king Alaric had served in the Roman army and demanded recognition and land within the empire, not its overthrow. Later Germanic kingdoms maintained Roman administrative structures, legal codes, and cultural practices. The transition was less a sudden collapse than a gradual transformation as Roman and Germanic elements merged into new hybrid societies. The deposition of the last Western Emperor, Romulus Augustulus, by the Germanic commander Odoacer in 476 CE passed almost unnoticed by contemporaries. Odoacer simply sent the imperial regalia to Constantinople, acknowledging the Eastern Emperor Zeno as sole ruler. The Western provinces continued under Germanic kings who theoretically recognized imperial authority. In practical terms, however, the Western Roman Empire had ceased to exist as a unified political entity, fragmenting into regional kingdoms that would eventually evolve into medieval European states. The Eastern Empire, by contrast, not only survived but flourished. Constantinople's strategic location controlling trade between the Black Sea and Mediterranean made it commercially vital. The Eastern provinces were more urbanized, wealthier, and more densely populated than the West. Their tax revenues supported a professional army and an efficient bureaucracy. The Eastern Empire also benefited from more defensible frontiers and greater cultural cohesion, with Greek serving as a common language throughout the eastern Mediterranean. Under Emperor Justinian I (527-565 CE), the Eastern Empire—now commonly called the Byzantine Empire by historians—attempted to reconquer the Western provinces. His brilliant general Belisarius reclaimed North Africa from the Vandals and parts of Italy from the Ostrogoths. Justinian's other achievements included codifying Roman law in the Corpus Juris Civilis (which forms the basis of many modern legal systems) and constructing magnificent buildings like the Hagia Sophia. However, these ambitious projects strained imperial resources, and most western reconquests proved temporary. Nevertheless, the Byzantine Empire would preserve Roman imperial governance, law, and culture for another 900 years, until Constantinople finally fell to Ottoman Turks in 1453 CE.
Summary
The Roman journey from small Italian city-state to world empire and beyond reveals a central pattern: success through pragmatic adaptation. At each stage of development, Romans demonstrated remarkable ability to absorb useful elements from conquered peoples, modify their institutions to meet new challenges, and balance tradition with innovation. This adaptive capacity explains both Rome's extraordinary longevity and its enduring influence. The Republic integrated diverse Italian peoples through graduated citizenship rights. The early Empire maintained republican facades while creating effective monarchical governance. The later Empire transformed from a pagan to a Christian state while preserving administrative continuity. Even after the Western Empire's political collapse, Roman legal concepts, administrative practices, and cultural forms survived in both Byzantine and Germanic successor states. This Roman legacy offers valuable insights for our contemporary world. First, successful governance of diverse populations requires balancing integration with respect for local traditions—Rome succeeded not by eliminating differences but by creating common interests across ethnic and cultural boundaries. Second, extreme economic inequality eventually undermines even the most powerful states by eroding social cohesion and creating parallel societies with divergent interests. Finally, resilience comes through institutional flexibility—the Eastern Empire survived precisely because it adapted to changing circumstances while maintaining core Roman principles of law and administration. As we navigate our own era of rapid change and complex challenges, Rome's journey reminds us that civilizations endure not through rigid adherence to past forms but through thoughtful adaptation that preserves essential values while embracing necessary innovations.
Best Quote
“If your idea succeeds, everybody says you’re persistent. If it doesn’t succeed, you’re stubborn.” ― Kevin Ashton, How to Fly a Horse: The Secret History of Creation, Invention, and Discovery
Review Summary
Strengths: The review highlights the book's ability to dismantle myths about creativity and creative blocks, educate while encouraging self-improvement, and provide practical insights into creativity within organizations. It appreciates the book's broad coverage of creativity in various contexts, from media to corporate environments.\nOverall Sentiment: Enthusiastic\nKey Takeaway: The review underscores the book's message that creativity is an innate quality everyone can harness, despite organizational and societal resistance to innovation. It emphasizes the importance of understanding and utilizing organizational rituals to foster creativity and encourages perseverance in creative endeavors despite potential setbacks.
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How to Fly a Horse
By Kevin Ashton









